SEC Form 4 · accession 0001209191-16-102087
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C. Fields
Officer — Senior VP Engineering
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | A | 220,000 | $0.00 | A | 220,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.41 | Feb 22, 2016 | A | 150,000 | A | — | Feb 21, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs will initially vest as to 25% of the total number of RSUs on February 20, 2017 (the "Initial Quarterly Vesting Date"), subject to his continued employment on the Initial Quarterly Vesting Date. Thereafter, the remaining RSUs will vest ratably with 6.25% of the total RSUs vesting on each subsequent Quarterly Vesting Date, as defined below, until the RSUs are vested in full, subject to his continued employment on each such Quarterly Vesting Date. The Quarterly Vesting Dates are February 20, May 20, August 20 and November 20 of each year.
- F21/4th of the shares subject to the Option will vest and become exercisable on the first anniversary of February 19, 2016, and 1/48th of such shares will vest and become exercisable each one-month period thereafter, subject to his continued service with the Company.