SEC Form 4 · accession 0001209191-15-077327
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gaurav Garg
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2015 | A | 13,737 | $0.00 | A | 13,737 | D | |
| Common StockF2 | holding | — | — | — | 422,396 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares subject to the restricted stock units ("RSUs"). The RSUs will vest fully on June 25, 2016 (the "Vesting Date"), subject to the Director's Continuous Service (as defined in MobileIron's 2014 Equity Incentive Plan, or, the "Plan") on the Vesting Date; provided that if the Director voluntarily resigns as a Director other than for Cause (as defined in the Plan), then the RSUs will vest as of the effective date of the resignation as to 1/12th of the RSUs multiplied by the number of full months of the Director's service between June 25, 2015 and the effective date of the resignation. In addition, in the event of a Change in Control or a Corporate Transaction (each, as defined in the Plan), any unvested portion of the RSUs will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Director's Continuous Service on the effective date of such Change of Control or Corporate Transaction.
- F2Shares are held directly by Hilltop Family Partners, LP, of which Reporting Person and his spouse are General Partners.