SEC Form 4 · accession 0001209191-15-074120
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
M Alex Mendez
10% Owner
STORM VENTURES PRINCIPALS FUND III
10% Owner
STORM VENTURES FUND III LP
10% Owner
Storm Ventures Fund IV, L.P.
10% Owner
STORM VENTURE ASSOCIATES III, L.L.C.
10% Owner
Tae Hea Nahm
Director · 10% Owner
STORM VENTURE ASSOCIATES IV, L.L.C.
10% Owner
Sanjay Subhedar
10% Owner
Ryan Floyd
10% Owner
Period of report
Oct 2, 2015
Accepted (ET)
Oct 5, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 2, 2015 | J | 7,131 | $0.00 | A | 10,578,176 | I | By Partnership |
| Common StockF3,F4 | Oct 2, 2015 | J | 390 | $0.00 | A | 578,604 | I | By Partnership |
| Common StockF3,F5 | Oct 2, 2015 | J | 221 | $0.00 | A | 327,696 | I | By Limited Liability Company |
| Common StockF6,F7 | Oct 2, 2015 | J | 7,743 | $0.00 | A | 582,101 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 2, 2015, the reporting persons became entitled to receive a total of 15,485 shares of the Issuer's common stock following the expiration of a share "holdback" period pursuant to an asset purchase agreement, pursuant to which the reporting persons sold assets to the Issuer in exchange for shares of the Issuer's common stock. The asset purchase agreement provided that the reporting persons would receive these additional shares of Issuer common stock, for no additional consideration, if no claims arose as a result of the reporting persons' breach of any of its representations and warranties or covenants in the asset purchase agreement. The number of shares issuable upon the expiration of the "holdback" period was determined on October 2, 2015.
- F2The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
- F3Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- F4The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
- F5The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
- F6Storm Venture Associates IV, L.L.C. ("SVA IV") is the general partner of Storm Ventures Fund IV, L.P. ("SV IV") and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA IV and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by SV IV. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- F7The shares are held directly by SV IV.