SEC Form 5 · accession 0001209191-15-014478
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
M Alex Mendez
10% Owner
STORM VENTURES PRINCIPALS FUND III
10% Owner
STORM VENTURES FUND III LP
10% Owner
Storm Ventures Fund IV, L.P.
10% Owner
STORM VENTURE ASSOCIATES III, L.L.C.
10% Owner
Tae Hea Nahm
Director · 10% Owner
STORM VENTURE ASSOCIATES IV, L.L.C.
10% Owner
Sanjay Subhedar
10% Owner
Ryan Floyd
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 10, 2014 | J | 40,411 | $0.00 | A | 10,571,045 | I | By Partnership |
| Common StockF3,F4 | Oct 10, 2014 | J | 2,211 | $0.00 | A | 578,214 | I | By Partnership |
| Common StockF3,F5 | Oct 10, 2014 | J | 1,252 | $0.00 | A | 327,475 | I | By Limited Liability Company |
| Common StockF3,F6 | Oct 10, 2014 | J | 43,874 | $0.00 | A | 574,358 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in liquidating distribution of Averail Corporation, of which each of SVF III, SVAF III, SVPF III and SVF IV were shareholders.
- F2The shares are held directly by Storm Ventures Fund III, L.P. ("SVF III").
- F3Storm Venture Associates III, L.L.C. ("SVA III LLC") is the general partner of SVF III and SVAF III and the managing member of SVPF III. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA III LLC share voting and investment power with respect to the shares held by SVF III, SVAF III and SVPF III. Storm Venture Associates IV, L.L.C. ("SVA IV LLC") is the general partner of SVF IV. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA IV LLC share voting and investment power with respect to the shares held by SVF IV.
- F4The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVAF III").
- F5The shares are held directly by Storm Ventures Principals Fund III, LLC ("SVPF III").
- F6The shares are held directly by Storm Ventures Fund IV, L.P. ("SVF IV").