SEC Form 4 · accession 0001209191-15-013969
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Tinker
Officer — President and CEO · Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 9:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 200,000 | $0.00 | A | 202,000 | D | |
| Common StockF3 | holding | — | — | — | 1,347,127 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 100,000 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 100,000 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 30,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $9.25 | Feb 11, 2015 | A | 200,000 | A | — | Feb 10, 2025 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs vest on the initial Quarterly Vesting Date (defined below) on the three month anniversary of February 20, 2015 (the "Vesting Commencement Date"), 6.25% of the total number of RSUs, plus the pro rata number of RSUs for the period between the three month anniversary of the Vesting Commencement Date and such initial Quarterly Vesting Date, will vest. The remaining RSUs will vest ratably with 6.25% of the total RSUs vesting on each subsequent Quarterly Vesting Date (other than on the final Quarterly Vesting Date on which fewer RSUs will vest based on the vesting on the initial Quarterly Vesting Date as described in the prior sentence) until the RSUs are totally vested, subject to continued employment on each such Quarterly Vesting Commencement Date. The Quarterly Vesting Commendement Dates are February 20, May 20, August 20 and November 20 of each year.
- F2Includes 2,000 shares acquired under the MobileIron, Inc. 2014 Employee Stock Purchase Plan on February 13, 2015.
- F3Shares are held directly by The Robert B. Tinker Trust under agreement dated July 30, 2012, of which the Reporting Person is the trustee.
- F4Shares are held directly by The Robert B. Tinker 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014, of which the Reporting Person is the trustee.
- F5Shares are held directly by The Christine M. Hery 2014 Grantor Retained Annuity Trust under agreement dated July 30, 2012, of which the Reporting Person's spouse is the trustee.
- F6Shares are held directly by The MJ 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014, of which the Reporting Person is the trustee.
- F7Option vests as to 25% of the shares subject to the grant on 2/11/16 and in equal monthly installments thereafter over 36 months.