SEC Form 4/A · accession 0001181431-15-002066
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gaurav Garg
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 6, 2015 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 17, 2014 | C | 15,840 | — | A | 422,396 | I | By Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2,F1 | — | Jun 17, 2014 | C | 15,840 | D | — | — | Common Stock | 15,840 | 15,840 | I |
Explanation of responses
- F1The Series B Preferred Stock automatically converted into Common Stock ona one for one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- F2Total post-transaction shareholdings of 422,396 were incorrectly reflected as 15,840 shares on the original Form 4 filed 6/17/2014. This Form 4 is being filed solely to correct the original Form 4 to reflect post-transaction holdings as 422,396 shares.
- F3Shares are held directly by Hilltop Family Partners, LP, of which Reporting Person and his spouse are General Partners.