SEC Form 4 · accession 0001144204-18-065466
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore Gazulis
Officer — Executive VP, CFO
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | G | 1,475 | $0.00 | D | 262,088 | D | |
| Common StockF3 | holding | — | — | — | 1,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 70,313 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
- F2Includes 109,638 shares held by the Reporting Person in a revocable trust; 8,782 shares held in a custodial account; 2,000 shares held in a joint account.
- F3Consists of 1,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.