SEC Form 4 · accession 0001144204-18-062536
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Duffy
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 28, 2018 | S | 1,000 | $34.0696 | D | 6,635 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $34.0695 to $34.0696. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected.
- F2Includes 4,843 shares of restricted stock subject to future vesting provisions.
- F3Includes 1,792 shares held by the Reporting Person in a revocable trust that are pledged as collateral for a loan.