SEC Form 4 · accession 0001144204-18-029615
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Joseph Raymond
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2018 | A | 2,770 | $0.00 | A | 2,770 | D | |
| Common StockF3 | holding | — | — | — | 456,556 | I | By RR Advisors, LLC d/b/a RCH Energy |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock was granted pursuant to the Issuer's 2009 Performance Incentive Plan. The Reporting Person's interest in the Restricted Stock will vest pursuant to the vesting schedule set forth in the Restricted Stock Grant Agreement dated May 15, 2018. Pursuant to the Agreement, all 2,770 shares vest on the first anniversary of the date of grant.
- F2Includes 2,770 shares of restricted stock subject to time-vesting criteria.
- F3These securities are owned by RR Advisors, LLC d/b/a RCH Energy, or affiliated funds controlled by RCH Energy, over which the Reporting Person has shared voting and dispositive power as the sole member of RCH Energy. Certain of these shares are held in a margin account.