SEC Form 4 · accession 0001144204-18-014131
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Sutton
Officer — Executive Chairman · Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 8, 2018 | F | 1,385 | $33.45 | D | 430,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person pursuant to Issuer's 2009 Performance Incentive Stock Plan upon the vesting of 3,060 shares that vested pursuant to Time-vesting criteria and 2,631 shares of restricted stock that vested pursuant to Performance-vesting criteria.
- F2Includes 36,400 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
- F3Includes 94,150 shares held by the Reporting Person in an IRA account and 255,914 shares held in a revocable trust.