SEC Form 4 · accession 0001144204-17-064369
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Sutton
Officer — Executive Chairman · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 15, 2017 | G | 3,800 | $0.00 | D | 422,741 | D | |
| Common StockF1,F2,F3 | Dec 18, 2017 | S | 9,999 | $27.2933 | D | 412,742 | D | |
| Common StockF2,F3 | Dec 18, 2017 | G | 5,000 | $0.00 | D | 407,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $27.18 to $27.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected.
- F2Includes 18,358 shares of restricted stock subject to Time- and Performance- vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2020.
- F3Includes 94,150 shares held by the Reporting Person in an IRA account and 255,914 shares held in revocable trusts.