SEC Form 4 · accession 0001144204-17-060553
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Duffy
Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 20, 2017 | S | 2,500 | $27.99 | D | 14,292 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $27.9913 to $27.9994. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected.
- F2Includes 3,934 shares of restricted stock subject to future vesting provisions.
- F3Includes 10,358 shares held by the Reporting Person in a revocable trust.