SEC Form 4 · accession 0001144204-17-007115
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Hicks Jr.
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2017 | A | 3,934 | $0.00 | A | 100,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock was granted pursuant to the Issuer's 2009 Performance Incentive Plan. The Reporting Person's interest in the Restricted Stock will vest pursuant to the vesting schedule set forth in the Restricted Stock Grant Agreement dated February 7, 2017. Pursuant to the Agreement, all 3,934 shares vest on the first anniversary of the date of grant.
- F2Includes 15,221 shares of restricted stock subject to future vesting provisions.