SEC Form 4 · accession 0001144204-16-141748
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Duffy
Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 27, 2016 | S | 10,000 | $40.68 | D | 19,608 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $40.65 to $40.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer upon request, full information regarding the number of shares and prices at which each transaction was effected.
- F2Includes 11,287 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in accordance with such criteria through February 18, 2017.
- F3Includes 8,321 shares held by the Reporting Person in a revocable trust.