SEC Form 4 · accession 0001144204-16-087340
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Sutton
Officer — Chief Executive Officer · Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 8, 2016 | D | 91,127 | $0.00 | D | 2,124,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock subject to Performance-Vesting criteria forfeited pursuant to the terms of the Reporting Person's Equity Incentive Grant Agreement dated March 8, 2013.
- F2Includes 228,152 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F3Includes 470,751 shares held by the Reporting Person in an IRA account and 993,694 shares held in a revocable trust.