SEC Form 4 · accession 0001144204-16-087338
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Piccone
Officer — President · Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 8, 2016 | F | 23,701 | $0.61 | D | 1,061,316 | D | |
| Common StockF4,F2,F3 | Mar 8, 2016 | D | 51,279 | $0.00 | D | 1,010,037 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person upon the vesting of 74,110 shares of restricted stock issued pursuant to Issuer's 2009 Performance Incentive Plan, all shares of which vested in accordance with Time-Vesting criteria.
- F2Includes 128,384 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F3Includes 233,279 shares held by the Reporting Person in an IRA account.
- F4Restricted stock subject to Performance-Vesting criteria forfeited pursuant to the terms of the Reporting Person's Equity Incentive Grant Agreement dated March 8, 2013.