SEC Form 4 · accession 0001144204-15-070182
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Sutton
Officer — Chief Executive Officer · Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2015 | P | 20,000 | $0.8153 | A | 1,979,464 | D | |
| Common StockF1,F2 | Dec 8, 2015 | P | 50,000 | $0.7699 | A | 2,029,464 | D | |
| Common StockF1,F2 | Dec 9, 2015 | P | 50,000 | $0.8381 | A | 2,079,464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 547,038 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F2Includes 470,751 shares held by the Reporting Person in an IRA account.