SEC Form 4 · accession 0001144204-15-069064
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore Gazulis
Officer — Executive Vice President, CFO
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Nov 30, 2015 | P | 50,000 | $0.88 | A | 58,000 | I | See footnote |
| Common StockF3 | Dec 2, 2015 | P | 7,000 | $0.88 | A | 65,000 | I | See footnote |
| Common StockF1,F2 | holding | — | — | — | 685,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 189,151 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F2Includes 303,971 shares held by the Reporting Person in a revocable trust and 43,913 shares held in a custodial account.
- F3Consists of 60,000 shares held in the George D. Gazulis Revocable Trust and 5,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.