SEC Form 4 · accession 0001144204-15-068869
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Piccone
Officer — President · Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 27, 2015 | P | 23,400 | $0.8498 | A | 913,920 | D | |
| Common StockF1,F2 | Nov 30, 2015 | P | 100,000 | $0.8636 | A | 1,013,920 | D | |
| Common StockF1,F2 | Dec 1, 2015 | P | 109,879 | $0.8496 | A | 1,123,799 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 303,926 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F2Includes 233,279 shares held by the Reporting Person in an IRA account.