SEC Form 4 · accession 0001144204-15-015172
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore Gazulis
Officer — Executive Vice President, CFO
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 6, 2015 | F | 20,524 | $0.91 | D | 685,414 | D | |
| Common StockF4 | holding | — | — | — | 8,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person upon the vesting of 46,878 shares of restricted stock issued pursuant to Issuer's 2009 Performance Incentive Plan, of which all shares vested pursuant to Time-Vesting criteria.
- F2Includes 189,151 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F3Includes 442,350 shares held in a revocable trust and 43,913 shares held in a custodial account
- F4Consists of 3,000 shares held in the George D. Gazulis Revocable Trust and 5,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.