SEC Form 4 · accession 0001144204-15-002297
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Sutton
Officer — Chief Executive Officer · Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 14, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 13, 2015 | P | 100,000 | $0.73 | A | 1,839,464 | D | |
| Common StockF1,F2 | Jan 13, 2015 | P | 100,000 | $0.735 | A | 1,939,464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 678,741 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F2Includes 30,751 shares held by the Reporting Person in an IRA account.