SEC Form 4 · accession 0001144204-15-000569
Cimarex Resolute LLC · REN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore Gazulis
Officer — Executive Vice President, CFO
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 31, 2014 | F | 5,755 | $1.32 | D | 707,477 | D | |
| Common StockF4,F2,F3 | Dec 31, 2014 | D | 11,539 | $0.00 | D | 695,938 | D | |
| Common StockF5 | holding | — | — | — | 8,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person upon the vesting of 15,313 shares of restricted stock issued pursuant to Issuer's 2009 Performance Incentive Plan, all shares of which vested in accordance with Time-Vesting criteria.
- F2Includes 236,029 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2017.
- F3Includes 303,971 shares held by the Reporting Person in a revocable trust and 43,913 shares held in a custodial account.
- F4Restricted stock subject to Performance-Vesting criteria forfeited pursuant to the terms of the Reporting Person's Restricted Stock Grant Agreement dated March 11, 2011.
- F5Consists of 3,000 shares held in the George D. Gazulis Revocable Trust and 5,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.