SEC Form 4 · accession 0001469367-19-000035
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Harris Fenster
Officer — Chairman · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 597 | $1.95 | A | 2,330,789 | D | |
| Common StockF2 | Feb 22, 2019 | S | 597 | $15.75 | D | 2,330,192 | D | |
| Common Stock | Feb 25, 2019 | M | 430 | $1.95 | A | 2,330,622 | D | |
| Common Stock | Feb 25, 2019 | S | 430 | $16.00 | D | 2,330,192 | D | |
| Common Stock | Feb 25, 2019 | G | 5,000 | $0.00 | D | 2,325,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $1.95 | Feb 22, 2019 | M | 597 | D | — | Jun 15, 2021 | Common Stock | 597 | 186,033 | D |
| Employee Stock Option (right to buy)F4 | $1.95 | Feb 25, 2019 | M | 430 | D | — | Jun 15, 2021 | Common Stock | 430 | 185,603 | D |
Explanation of responses
- F1The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- F2Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.58 to $15.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Shares gifted to a 501(c)(3) charity pursuant to a Rule 10b5-1 trading plan.
- F4The shares subject to the option are fully vested and exercisable.