SEC Form 4 · accession 0001469367-19-000033
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Harris Fenster
Officer — Chairman · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | G | 5,000 | $0.00 | D | 2,330,192 | D | |
| Common Stock | Feb 19, 2019 | M | 40,534 | $1.95 | A | 2,370,726 | D | |
| Common StockF3 | Feb 19, 2019 | S | 40,534 | $15.51 | D | 2,330,192 | D | |
| Common Stock | Feb 20, 2019 | M | 4,765 | $1.95 | A | 2,334,957 | D | |
| Common StockF4 | Feb 20, 2019 | S | 4,765 | $15.60 | D | 2,330,192 | D | |
| Common Stock | Feb 21, 2019 | M | 4,104 | $1.95 | A | 2,334,296 | D | |
| Common StockF5 | Feb 21, 2019 | S | 4,104 | $15.50 | D | 2,330,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $1.95 | Feb 19, 2019 | M | 40,534 | D | — | Jun 15, 2021 | Common Stock | 40,534 | 195,499 | D |
| Employee Stock Option (right to buy)F6 | $1.95 | Feb 20, 2019 | M | 4,765 | D | — | Jun 15, 2021 | Common Stock | 4,765 | 190,734 | D |
| Employee Stock Option (right to buy)F6 | $1.95 | Feb 21, 2019 | M | 4,104 | D | — | Jun 15, 2021 | Common Stock | 4,104 | 186,630 | D |
Explanation of responses
- F1Shares gifted to a 501(c)(3) charity pursuant to a Rule 10b5-1 trading plan.
- F2The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- F3Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.51 to $15.735 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F6The shares subject to the option are fully vested and exercisable.