SEC Form 4 · accession 0001469367-19-000020
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Harris Fenster
Officer — Chairman · Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | M | 50,000 | $1.95 | A | 2,359,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.95 | Feb 4, 2019 | M | 50,000 | D | — | Jun 15, 2021 | Common Stock | 50,000 | 250,010 | D |
Explanation of responses
- F1The Reporting Person is exercising an outstanding incentive stock option to purchase 50,000 shares (the "Shares") and currently intends to hold the Shares until sold pursuant to a Rule 10b5-1 trading plan or in a future open trading window approved by the Issuer.
- F2The shares subject to the option are fully vested and exercisable.