SEC Form 4 · accession 0001209191-19-000706
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Vassallo
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 2, 2019 | A | 9,107 | $0.00 | A | 39,810 | D | |
| Common StockF1 | holding | — | — | — | 206,097 | I | Vassallo Family Revocable Trust dated 7/15/02 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
- F2The Reporting Person received 9,107 restricted stock units ("RSUs") (equal to $100,000 divided by the closing stock price of $10.98 on January 2, 2019) pursuant to the Issuer's non-employee director compensation policy. The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date.