SEC Form 4 · accession 0001209191-17-050640
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Vassallo
Director · Other
Period of report
Aug 25, 2017
Accepted (ET)
Aug 29, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 25, 2017 | S | 31,476 | $7.17 | D | 42,813 | I | Vassallo Family Revocable Trust dated 7/15/02 |
| Common StockF4,F3 | Aug 28, 2017 | S | 2,100 | $7.00 | D | 40,713 | I | Vassallo Family Revocable Trust dated 7/15/02 |
| Common StockF1 | holding | — | — | — | 9,741,468 | I | By Foundation Capital VI, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- F2Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $7.00 to $7.23 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
- F4All shares were sold at this price.