SEC Form 4 · accession 0001209191-17-047868
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rich Wong
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | A | 13,812 | $0.00 | A | 13,812 | D | |
| Common StockF2,F3 | holding | — | — | — | 3,906,340 | I | Held by Accel X L.P. | |
| Common StockF3,F4 | holding | — | — | — | 293,182 | I | Held by Accel X Strategic Partners L.P. | |
| Common StockF3,F5 | holding | — | — | — | 156,828 | I | Held by Accel Investors 2009 L.L.C. | |
| Common StockF6 | holding | — | — | — | 168,387 | I | Held by The Wong Family 2006 Trust dated 8/30/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2018, subject to the Reporting Person's continued service as of that date.
- F2Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. ("A10") and has the sole voting and investment power. Richard P. Wong, a director of the Issuer, is a Managing Member of A10A and shares such powers with A10A's other Managing Members.
- F3Richard P. Wong, as a Managing Member, disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4A10A is the General Partner of Accel X Strategic Partners L.P. ("A10SP") and has the sole voting and investment power. Richard P. Wong, a director of the Issuer, is a Managing Member of A10A and shares such powers with A10A's other Managing Members.
- F5Richard P. Wong, a director of the Issuer, is a Managing Member of Accel Investors 2009 L.L.C. and therefore shares the voting and investment powers with its other Managing Members.
- F6Richard P. Wong, a director of the Issuer, is Trustee of The Wong Family 2006 Trust dated 8/30/2006 and therefore has voting and investment powers.