SEC Form 4/A · accession 0001209191-16-137800
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rich Wong
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 18, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 12, 2016 | J | 2,929,754 | $0.00 | D | 3,906,340 | I | Held by Accel X L.P. |
| Common StockF3,F4 | Aug 12, 2016 | J | 219,886 | $0.00 | D | 293,182 | I | Held by Accel X Strategic Partners L.P. |
| Common StockF3,F5 | Aug 12, 2016 | J | 117,621 | $0.00 | D | 156,828 | I | Held by Accel Investors 2009 L.L.C. |
| Common StockF6 | Aug 12, 2016 | J | 83,299 | $0.00 | A | 168,387 | I | Held by The Wong Family 2006 Trust dated 8/30/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P. and Accel Investors 2009 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.
- F2Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. ("A10") and has the sole voting and investment power. Richard P. Wong, a director of the Issuer, is a Managing Member of A10A and shares such powers with A10A's other Managing Members.
- F3Richard P. Wong, as a Managing Member, disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4A10A is the General Partner of Accel X Strategic Partners L.P. ("A10SP") and has the sole voting and investment power. Richard P. Wong, a director of the Issuer, is a Managing Member of A10A and shares such powers with A10A's other Managing Members.
- F5Richard P. Wong, a director of the Issuer, is a Managing Member of Accel Investors 2009 L.L.C. and therefore shares the voting and investment powers with its other Managing Members.
- F6Richard P. Wong, a director of the Issuer, is Trustee of The Wong Family 2006 Trust dated 8/30/2006 and therefore has voting and investment powers.
Remarks
This Form 4 is amended to correct a clerical error. The transaction date was erroneously reported as before market open on August 15, 2016, rather than after market close on August 12, 2016.