SEC Form 4 · accession 0001209191-15-083204
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas John Holland
Officer — President
Period of report
Dec 2, 2015
Accepted (ET)
Dec 3, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2015 | M | 50,000 | $3.19 | A | 270,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $3.19 | Dec 2, 2015 | M | 50,000 | D | — | Sep 3, 2023 | Common Stock | 50,000 | 489,063 | D |
Explanation of responses
- F1Certain of these shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share upon settlement.
- F225% of the shares subject to the original option grant vested on August 15, 2014, and 1/24 of the remaining shares vest monthly thereafter.