SEC Form 4 · accession 0001209191-15-064972

Sunrun Inc. · RUN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Rich Wong

Director · 10% Owner

Period of report

Aug 10, 2015

Accepted (ET)

Aug 10, 2015 · 5:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001469367

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^{F1,F2,F3,F4,F5,F6}	Aug 10, 2015	C	9,432,247	$0.00	A	9,745,451	I	Held by Accel X L.P.
Common Stock^F7,F6	Aug 10, 2015	A	20,397	$0.00	A	9,765,848	I	Held by Accel X L.P.
Common Stock^{F1,F2,F3,F4,F5,F6}	Aug 10, 2015	C	707,917	$0.00	A	731,424	I	Held by Accel X Strategic Partners L.P.
Common Stock^F7,F6	Aug 10, 2015	A	1,530	$0.00	A	732,954	I	Held by Accel X Strategic Partners L.P.
Common Stock^{F1,F2,F3,F4,F5,F8}	Aug 10, 2015	C	378,677	$0.00	A	391,251	I	Held by Accel Investors 2009 L.L.C.
Common Stock^F7,F8	Aug 10, 2015	A	819	$0.00	A	392,070	I	Held by Accel Investors 2009 L.L.C.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock^F1,F6	—	Aug 10, 2015	C	43,872	D	—	—	Common Stock	43,872	I
Series A Preferred Stock^F1,F6	—	Aug 10, 2015	C	3,292	D	—	—	Common Stock	3,292	I
Series A Preferred Stock^F1,F8	—	Aug 10, 2015	C	1,761	D	—	—	Common Stock	1,761	I
Series B Preferred Stock^F2,F6	—	Aug 10, 2015	C	6,613,216	D	—	—	Common Stock	6,613,216	I
Series B Preferred Stock^F2,F6	—	Aug 10, 2015	C	496,342	D	—	—	Common Stock	496,342	I
Series B Preferred Stock^F2,F8	—	Aug 10, 2015	C	265,502	D	—	—	Common Stock	265,502	I
Series C Preferred Stock^F3,F6	—	Aug 10, 2015	C	2,354,097	D	—	—	Common Stock	2,354,097	I
Series C Preferred Stock^F3,F6	—	Aug 10, 2015	C	176,681	D	—	—	Common Stock	176,681	I
Series C Preferred Stock^F3,F8	—	Aug 10, 2015	C	94,510	D	—	—	Common Stock	94,510	I
Series D Preferred Stock^F4,F6	—	Aug 10, 2015	C	323,835	D	—	—	Common Stock	323,835	I
Series D Preferred Stock^F4,F6	—	Aug 10, 2015	C	24,305	D	—	—	Common Stock	24,305	I
Series D Preferred Stock^F4,F8	—	Aug 10, 2015	C	13,001	D	—	—	Common Stock	13,001	I
Series E Preferred Stock^F5,F6	—	Aug 10, 2015	C	97,227	D	—	—	Common Stock	97,227	I
Series E Preferred Stock^F5,F6	—	Aug 10, 2015	C	7,297	D	—	—	Common Stock	7,297	I
Series E Preferred Stock^F5,F8	—	Aug 10, 2015	C	3,903	D	—	—	Common Stock	3,903	I

Explanation of responses

F1The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F5The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F6Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
F7The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
F8Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.