SEC Form 4 · accession 0001209191-15-064962
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
William B Elmore
10% Owner
Paul G Koontz
10% Owner
Michael N Schuh
10% Owner
Paul R Holland
10% Owner
Warren M Weiss
10% Owner
Charles Moldow
10% Owner
Richard Redelfs
10% Owner
Period of report
Aug 10, 2015
Accepted (ET)
Aug 10, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Aug 10, 2015 | A | 35,164 | — | A | 556,355 | I | Foundation Capital VI, L.P. |
| Common StockF3,F1 | Aug 10, 2015 | C | 15,485,113 | — | A | 16,041,468 | I | Foundation Capital VI, L.P. |
| Common StockF2,F1 | Aug 10, 2015 | A | 393 | — | A | 6,216 | I | Foundation Capital VI Principals Fund, LLC |
| Common StockF3,F1 | Aug 10, 2015 | C | 173,022 | — | A | 179,238 | I | Foundation Capital VI Principals Fund, LLC |
| Common StockF1 | holding | — | — | — | 521,191 | I | Foundation Capital VI, L.P. | |
| Common StockF1 | holding | — | — | — | 5,823 | I | Foundation Capital VI Principals Fund, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 8,256,563 | D | — | — | Common Stock | 8,256,563 | 0 | I |
| Series A Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 92,255 | D | — | — | Common Stock | 92,255 | 0 | I |
| Series B Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 2,756,383 | D | — | — | Common Stock | 2,756,383 | 0 | I |
| Series B Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 30,798 | D | — | — | Common Stock | 30,798 | 0 | I |
| Series C Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 3,916,208 | D | — | — | Common Stock | 3,916,208 | 0 | I |
| Series C Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 43,757 | D | — | — | Common Stock | 43,757 | 0 | I |
| Series D Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 357,150 | D | — | — | Common Stock | 357,150 | 0 | I |
| Series D Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 3,991 | D | — | — | Common Stock | 3,991 | 0 | I |
| Series E Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 198,809 | D | — | — | Common Stock | 198,809 | 0 | I |
| Series E Preferred Stock (Convertible)F1,F3 | — | Aug 10, 2015 | C | 2,221 | D | — | — | Common Stock | 2,221 | 0 | I |
Explanation of responses
- F1Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
- F2The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities Exchange Commission on July 22, 2015.
- F3Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.