SEC Form 4 · accession 0001209191-15-064957

Sunrun Inc. · RUN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Aug 10, 2015

Accepted (ET)

Aug 10, 2015 · 5:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001469367

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F1	Aug 10, 2015	A	35,164	—	A	556,355	I	Foundation Capital VI, L.P.
Common Stock^F3,F1	Aug 10, 2015	C	15,485,113	—	A	16,041,468	I	Foundation Capital VI, L.P.
Common Stock^F2,F1	Aug 10, 2015	A	393	—	A	6,216	I	Foundation Capital VI Principals Fund, LLC
Common Stock^F3,F1	Aug 10, 2015	C	173,022	—	A	179,238	I	Foundation Capital VI Principals Fund, LLC
Common Stock^F1	holding	—	—		—	521,191	I	Foundation Capital VI, L.P.
Common Stock^F1	holding	—	—		—	5,823	I	Foundation Capital VI Principals Fund, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	8,256,563	D	—	—	Common Stock	8,256,563	I
Series A Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	92,255	D	—	—	Common Stock	92,255	I
Series B Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	2,756,383	D	—	—	Common Stock	2,756,383	I
Series B Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	30,798	D	—	—	Common Stock	30,798	I
Series C Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	3,916,208	D	—	—	Common Stock	3,916,208	I
Series C Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	43,757	D	—	—	Common Stock	43,757	I
Series D Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	357,150	D	—	—	Common Stock	357,150	I
Series D Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	3,991	D	—	—	Common Stock	3,991	I
Series E Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	198,809	D	—	—	Common Stock	198,809	I
Series E Preferred Stock (Convertible)^F1,F3	—	Aug 10, 2015	C	2,221	D	—	—	Common Stock	2,221	I

F1Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Steve Vassallo is a managing member of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. As a managing member of Foundation Capital Management Co. VI, LLC, Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F2The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
F3Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.