SEC Form 4 · accession 0001628280-15-009606

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Owsley Brown III

10% Owner

Period of report

Dec 15, 2015

Accepted (ET)

Dec 17, 2015 · 6:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	Sep 14, 2015	G	67,714	$0.00	A	67,865	D
Class A Common	Dec 8, 2015	G	18,984	$0.00	D	48,881	D
Class A Common	Dec 15, 2015	J	47,773	$110.77	D	1,108	D
Class A Common	Dec 15, 2015	J	33,000	$110.77	A	51,873	I	GRAT #1
Class A Common	Dec 15, 2015	J	14,773	$110.77	A	33,646	I	GRAT #2
Class B Common	holding	—	—		—	562	I	c/f Child-1
Class B Common	holding	—	—		—	562	I	c/f Child-2
Class A Common	holding	—	—		—	2,290	I	CLB 2012 Trust
Class B Common	holding	—	—		—	45,671	I	CLB 2012 Trust
Class A Common	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	12,895	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	546	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	215,284	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	51,440	I	GST Exempt QTIP Trust
Class B Common	holding	—	—		—	201,736	I	GST Non-Exempt QTIP Trust
Class A Common	holding	—	—		—	3,330,115	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class A Common	holding	—	—		—	10,523	I	Trust fbo Child-1
Class B Common	holding	—	—		—	1,972	I	Trust fbo Child-1
Class A Common	holding	—	—		—	10,331	I	Trust fbo Child-2
Class B Common	holding	—	—		—	1,924	I	Trust fbo Child-2
Class A Common	holding	—	—		—	3,106	I	Trust fbo Child-3
Class B Common	holding	—	—		—	117	I	Trust fbo Child-3
Class A Common	holding	—	—		—	20,439	I	Trust fbo Owsley Brown III
Class B Common	holding	—	—		—	5,109	I	Trust fbo Owsley Brown III
Class A Common	holding	—	—		—	2,500	I	Trust fbo Victoire Brown
Class B Common	holding	—	—		—	712	I	Trust fbo Victoire Brown

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1On December 15, 2015, the reporting person exchanged Class A shares for other assets held by two GRATs of which he is the sole trustee and annuitant.