SEC Form 4 · accession 0001225208-15-015898

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jul 23, 2015

Accepted (ET)

Jul 27, 2015 · 8:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Class A Common	holding	—	—	—	19,186	D
Class B Common	holding	—	—	—	19,863	D
Class B Common^F1	holding	—	—	—	7,233	I	By 401k
Class A Common	holding	—	—	—	40	I	DRIP
Class A Common^F2	holding	—	—	—	2,569	I	ESPP
Class B Common^F2	holding	—	—	—	309	I	ESPP
Class B Common	holding	—	—	—	45	I	Trust fbo Child-1
Class B Common	holding	—	—	—	45	I	Trust fbo Child-2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F3	$102.25	Jul 23, 2015	A	12,592	A	May 1, 2018	Apr 30, 2025	Class B Common	12,592	12,592	D
Stock Appreciation Right	$35.51	holding	—	—	—	May 1, 2011	Apr 30, 2018	Class B Common	8,704	8,704	D
Stock Appreciation Right	$27.05	holding	—	—	—	May 1, 2012	Apr 30, 2019	Class B Common	13,755	13,755	D
Stock Appreciation Right	$38.43	holding	—	—	—	May 1, 2013	Apr 30, 2020	Class B Common	15,106	15,106	D
Stock Appreciation Right	$46.40	holding	—	—	—	May 1, 2014	Apr 30, 2021	Class B Common	16,759	16,759	D
Stock Appreciation Right	$58.70	holding	—	—	—	May 1, 2015	Apr 30, 2022	Class B Common	11,098	11,098	D
Stock Appreciation Right	$72.42	holding	—	—	—	May 1, 2016	Apr 30, 2023	Class B Common	9,771	9,771	D
Stock Appreciation Right	$91.97	holding	—	—	—	May 1, 2017	Apr 30, 2024	Class B Common	10,222	10,222	D

F1Number of shares acquired through the issuer's 401(k) plan as of July 17, 2015.
F2Number of shares acquired through the issuer's employee stock purchase progam as of July 20, 2015.
F3No money was paid to or received by the reporting person for this SAR.