SEC Form 4 · accession 0001225208-15-015769

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

May 28, 2015

Accepted (ET)

Jul 23, 2015 · 5:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common	Jul 21, 2015	J	4,225	$102.135	D	27,381	D
Class B Common	Jul 21, 2015	J	4,225	$102.135	A	4,225	I	BBB 2011 GRAT
Class B Common	May 28, 2015	J	3,430	$94.16	A	45,671	I	CLB 2012 Trust
Class B Common	Jun 22, 2015	W	253,176	$0.00	D	0	I	Estate of Owsley Brown II
Class B Common	Jun 22, 2015	W	51,440	$0.00	A	51,440	I	GST Exempt QTIP Trust
Class B Common	Jun 22, 2015	W	201,736	$0.00	A	201,736	I	GST Non-Exempt QTIP Trust
Class A Common	holding	—	—		—	237,755	D
Class A Common	holding	—	—		—	126,948	I	BBB 2002 GRAT
Class B Common	holding	—	—		—	22,897	I	BBB 2002 GRAT
Class A Common	holding	—	—		—	9,813	I	BBB 2010 GRAT
Class A Common	holding	—	—		—	41,748	I	BBB 2011 GRAT
Class A Common	holding	—	—		—	205,527	I	BBB Revocable Trust
Class B Common	holding	—	—		—	17,250	I	BBB Revocable Trust
Class A Common	holding	—	—		—	3,521	I	By Spouse
Class B Common	holding	—	—		—	946	I	By Spouse
Class A Common	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	12,895	I	Eleanor Lee Trusts
Class A Common	holding	—	—		—	740,610	I	Guilford-Brown LP
Class A Common	holding	—	—		—	150,000	I	Hackberry 2010 LLC
Class B Common	holding	—	—		—	546	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	215,284	I	Hebe Three Limited Partnership
Class A Common	holding	—	—		—	3,330,115	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class A Common	holding	—	—		—	20,439	I	Trust fbo Brooke Barzun
Class B Common	holding	—	—		—	5,109	I	Trust fbo Brooke Barzun
Class A Common	holding	—	—		—	67,714	I	Trust fbo Owsley Brown III
Class A Common	holding	—	—		—	13,063	I	Woodford Partners Kentucky, LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1On July 21, 2015, the reporting person exchanged Class B shares for other assets held by a GRAT.
F2On May 28, 2015, a family member of the reporting person exchanged Class B shares for other assets held by a family trust.

Remarks

The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.,Multiple Forms Submitted