SEC Form 4 · accession 0001225208-15-015767
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Augusta Brown Holland
Director · 10% Owner
Period of report
May 28, 2015
Accepted (ET)
Jul 23, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common | May 28, 2015 | J | 3,430 | $94.16 | A | 45,671 | I | CLB 2012 Trust |
| Class B Common | Jun 22, 2015 | W | 253,176 | $0.00 | D | 0 | I | Estate of Owsley Brown II |
| Class B Common | Jun 22, 2015 | W | 51,440 | $0.00 | A | 51,440 | I | GST Exempt QTIP Trust |
| Class B Common | Jun 22, 2015 | W | 201,736 | $0.00 | A | 201,736 | I | GST Non-Exempt QTIP Trust |
| Class A Common | holding | — | — | — | 516,980 | D | ||
| Class B Common | holding | — | — | — | 52,036 | D | ||
| Class A Common | holding | — | — | — | 44,301 | I | Birdnest 2006 Ltd. | |
| Class A Common | holding | — | — | — | 2,250 | I | By Spouse | |
| Class B Common | holding | — | — | — | 2,356 | I | By Spouse | |
| Class A Common | holding | — | — | — | 196,272 | I | CLB Grandchildren Eq. Tr. | |
| Class B Common | holding | — | — | — | 122,685 | I | CLB Grandchildren Eq. Tr. | |
| Class A Common | holding | — | — | — | 18 | I | Eleanor Lee Trusts | |
| Class B Common | holding | — | — | — | 12,895 | I | Eleanor Lee Trusts | |
| Class B Common | holding | — | — | — | 546 | I | Hebe Exempt Trust | |
| Class A Common | holding | — | — | — | 316,837 | I | Hebe Three Limited Partnership | |
| Class B Common | holding | — | — | — | 215,284 | I | Hebe Three Limited Partnership | |
| Class B Common | holding | — | — | — | 959 | I | Holland Family Trust | |
| Class A Common | holding | — | — | — | 3,330,115 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 6,703,641 | I | Olympus Three LLC | |
| Class A Common | holding | — | — | — | 20,439 | I | Trust fbo Augusta Holland | |
| Class B Common | holding | — | — | — | 5,109 | I | Trust fbo Augusta Holland | |
| Class A Common | holding | — | — | — | 126,089 | I | Trust fbo Barzun Children | |
| Class B Common | holding | — | — | — | 174,280 | I | Trust fbo Barzun Children | |
| Class A Common | holding | — | — | — | 3,658 | I | Trust fbo Child-1 | |
| Class B Common | holding | — | — | — | 910 | I | Trust fbo Child-1 | |
| Class A Common | holding | — | — | — | 2,617 | I | Trust fbo Child-2 | |
| Class A Common | holding | — | — | — | 115,000 | I | Trust fbo Children | |
| Class B Common | holding | — | — | — | 95,974 | I | Trust fbo Children | |
| Class A Common | holding | — | — | — | 16,846 | I | Trust fbo Owsley Brown III | |
| Class B Common | holding | — | — | — | 95,485 | I | Trust fbo Owsley Brown III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 28, 2015, a family member of the reporting person exchanged Class B shares for other assets held by a family trust.
Remarks
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.,Multiple Forms Submitted