SEC Form 4 · accession 0001225208-15-015765
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina Lee Brown
10% Owner
Period of report
May 28, 2015
Accepted (ET)
Jul 23, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common | May 28, 2015 | J | 3,430 | $94.16 | D | 0 | D | |
| Class B Common | Jun 22, 2015 | W | 253,176 | $0.00 | D | 0 | I | Estate of Owsley Brown II |
| Class A Common | holding | — | — | — | 253,368 | D | ||
| Class B Common | holding | — | — | — | 62,404 | I | Blue Heron Holdings LLC | |
| Class B Common | holding | — | — | — | 1,980 | I | Christina Brown IRA | |
| Class A Common | holding | — | — | — | 3,330,114 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 6,703,641 | I | Olympus Three LLC | |
| Class A Common | holding | — | — | — | 504,775 | I | Owsley Brown II 1994 GRAT | |
| Class B Common | holding | — | — | — | 126,193 | I | Owsley Brown II 1994 GRAT | |
| Class A Common | holding | — | — | — | 1,277,100 | I | Polaris LLC | |
| Class B Common | holding | — | — | — | 343,600 | I | Polaris LLC | |
| Class A Common | holding | — | — | — | 67,714 | I | Trust u/a Owsley Brown III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 28, 2015, the reporting person exchanged Class B shares for other assets held by a family trust.
Remarks
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.