SEC Form 4 · accession 0001225208-15-012466

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

May 18, 2015

Accepted (ET)

May 19, 2015 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common^F1	May 18, 2015	M	5,311	$33.65	A	5,311	D
Class B Common^F2	May 18, 2015	F	1,881	$95.05	D	3,430	D
Class A Common	holding	—	—		—	253,368	D
Class B Common^F1	holding	—	—		—	62,404	I	Blue Heron Holdings LLC
Class B Common^F3	holding	—	—		—	1,980	I	Christina Brown IRA
Class B Common	holding	—	—		—	253,176	I	Estate of Owsley Brown II
Class A Common	holding	—	—		—	3,330,114	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class A Common	holding	—	—		—	504,775	I	Owsley Brown II 1994 GRAT
Class B Common	holding	—	—		—	126,193	I	Owsley Brown II 1994 GRAT
Class A Common	holding	—	—		—	1,277,100	I	Polaris LLC
Class B Common	holding	—	—		—	343,600	I	Polaris LLC
Class A Common	holding	—	—		—	67,714	I	Trust u/a Owsley Brown III

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$33.65	May 18, 2015	M	5,311	D	Nov 15, 2007	Jul 24, 2015	Class B Common	5,311	0	D

F1Totals updated to reflect the transfer of 62,404 Class B shares to Blue Heron Holdings LLC.
F2The closing price of BF-B ($95.05) on May 15, 2015 was used to calculate the withholding obligation.
F3Name of account has been updated.