SEC Form 4 · accession 0001225208-15-009966

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/Pres. Jack Daniel's Brands

Period of report

Apr 9, 2015

Accepted (ET)

Apr 13, 2015 · 3:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common	Apr 9, 2015	M	16,845	$28.58	A	22,202	D
Class B Common^F1	Apr 9, 2015	F	9,470	$92.21	D	12,732	D
Class A Common	holding	—	—		—	29,849	D
Class B Common	holding	—	—		—	27	I	By Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$28.58	Apr 9, 2015	M	16,845	D	May 1, 2008	Apr 30, 2015	Class B Common	16,845	0	D
Stock Appreciation Right	$33.76	holding	—	—	—	May 1, 2010	Apr 30, 2017	Class B Common	15,957	15,957	D
Stock Appreciation Right	$35.51	holding	—	—	—	May 1, 2011	Apr 30, 2018	Class B Common	14,647	14,647	D
Stock Appreciation Right	$27.05	holding	—	—	—	May 1, 2012	Apr 30, 2019	Class B Common	23,437	23,437	D
Stock Appreciation Right	$38.43	holding	—	—	—	May 1, 2013	Apr 30, 2020	Class B Common	20,455	20,455	D
Stock Appreciation Right	$46.40	holding	—	—	—	May 1, 2014	Apr 30, 2021	Class B Common	23,144	23,144	D
Stock Appreciation Right	$58.70	holding	—	—	—	May 1, 2015	Apr 30, 2022	Class B Common	24,859	24,859	D
Stock Appreciation Right	$72.42	holding	—	—	—	May 1, 2016	Apr 30, 2023	Class B Common	15,971	15,971	D
Stock Appreciation Right	$91.97	holding	—	—	—	May 1, 2017	Apr 30, 2024	Class B Common	13,677	13,677	D
Stock Appreciation Right	$34.95	holding	—	—	—	Jul 27, 2006	Apr 30, 2016	Class B Common	4,615	4,615	D

F1The closing price of BF-B ($92.21) on April 8, 2015 was used to calculate the tax withholding obligation.