SEC Form 4 · accession 0001225208-15-007596

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

Jul 25, 2014

Accepted (ET)

Mar 11, 2015 · 5:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1	Dec 3, 2014	G	151	$0.00	A	237,755	D
Class A Common	Jul 25, 2014	G	929	$0.00	D	205,527	I	BBB Revocable Trust
Class B Common^F2	Dec 3, 2014	G	151	$0.00	A	946	I	By Spouse
Class A Common^F3	Sep 17, 2014	G	450	$0.00	D	4,464	I	Trust fbo Child-1
Class B Common	Sep 17, 2014	G	112	$0.00	D	495	I	Trust fbo Child-1
Class A Common	Dec 3, 2014	G	151	$0.00	A	4,615	I	Trust fbo Child-1
Class A Common	Sep 17, 2014	G	450	$0.00	D	8,278	I	Trust fbo Child-2
Class B Common	Sep 17, 2014	G	112	$0.00	D	1,449	I	Trust fbo Child-2
Class A Common	Dec 3, 2014	G	151	$0.00	A	8,429	I	Trust fbo Child-2
Class A Common	Sep 17, 2014	G	450	$0.00	D	8,278	I	Trust fbo Child-3
Class B Common	Sep 17, 2014	G	112	$0.00	D	1,449	I	Trust fbo Child-3
Class A Common	Dec 3, 2014	G	151	$0.00	A	8,429	I	Trust fbo Child-3
Class A Common^F4	Aug 16, 2014	G	477	$0.00	A	16,846	I	Trust fbo OB3
Class B Common^F4	Aug 16, 2014	G	186	$0.00	A	95,485	I	Trust fbo OB3
Class B Common^F1	holding	—	—		—	11,002	D
Class A Common^F5	holding	—	—		—	126,948	I	BBB 2002 GRAT
Class B Common^F5	holding	—	—		—	22,897	I	BBB 2002 GRAT
Class A Common	holding	—	—		—	9,813	I	BBB 2010 GRAT
Class A Common	holding	—	—		—	41,748	I	BBB 2011 GRAT
Class B Common	holding	—	—		—	17,250	I	BBB Revocable Trust
Class A Common^F2	holding	—	—		—	3,521	I	By Spouse
Class A Common^F6	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common^F6	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common^F7	holding	—	—		—	8,587	I	Driftwood Holding Three LLC
Class B Common^F7	holding	—	—		—	452,164	I	Driftwood Holding Three LLC
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common^F8	holding	—	—		—	253,176	I	Estate of Owsley Brown II
Class A Common	holding	—	—		—	740,610	I	Guilford-Brown LP
Class A Common	holding	—	—		—	3,330,115	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners; (2) the pro rata distribution of all shares held by Hackberry II LP to its partners; (3) the pro rata distribution of all shares held by Hackberry Manor LP to its partners; and (4) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F2Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry II LP to its partners; (2) the pro rata distribution of all shares held by Hackberry Manor LP to its partners; (3) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F3The reporting person no longer reports the Trust fbo Children because a member of her immediate family who previously served as a trustee has resigned from that position. Holdings of Owsley Brown II IRA have also been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
F4Reflects the reporting person's appointment as an advisor to this trust.
F5Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry II LP to its partners; and (2) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F6Total has been adjusted to reflect the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners.
F7Reflects the reporting person's appointment as one of three advisors to a member of this entity.
F8The reporting person serves as one of three advisors to this estate.