SEC Form 4 · accession 0001225208-15-007594

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Augusta Brown Holland

10% Owner

Period of report

Dec 24, 2012

Accepted (ET)

Mar 11, 2015 · 4:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1	Jul 25, 2014	G	929	$0.00	D	514,579	D
Class A Common	Dec 3, 2014	G	151	$0.00	A	516,980	D
Class B Common^F2	Dec 3, 2014	G	151	$0.00	A	2,356	I	By Spouse
Class B Common	Dec 24, 2012	G	146,786	$0.00	A	146,786	I	Trust fbo Barzun Children
Class A Common	Dec 5, 2013	G	1,135	$0.00	A	2,605	I	Trust fbo Barzun Children
Class A Common	Jul 25, 2014	G	929	$0.00	A	3,534	I	Trust fbo Barzun Children
Class A Common^F3	Sep 17, 2014	G	1,350	$0.00	A	126,089	I	Trust fbo Barzun Children
Class B Common^F3	Sep 17, 2014	G	336	$0.00	A	174,280	I	Trust fbo Barzun Children
Class A Common	Dec 3, 2014	G	151	$0.00	A	3,658	I	Trust fbo Child-1
Class A Common	Dec 3, 2014	G	151	$0.00	A	2,617	I	Trust fbo Child-2
Class A Common	Dec 3, 2014	G	151	$0.00	A	2,617	I	Trust fbo Child-3
Class A Common^F4	Jul 25, 2014	G	929	$0.00	A	115,000	I	Trust fbo Children
Class A Common	Aug 16, 2014	G	477	$0.00	A	16,846	I	Trust fbo Owsley Brown III
Class B Common^F5	Aug 16, 2014	G	186	$0.00	A	95,485	I	Trust fbo Owsley Brown III
Class B Common^F1	holding	—	—		—	31,431	D
Class A Common^F6	holding	—	—		—	2,250	I	By Spouse
Class A Common^F7	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common^F7	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common^F8	holding	—	—		—	8,587	I	Driftwood Holding Three LLC
Class B Common^F8	holding	—	—		—	452,164	I	Driftwood Holding Three LLC
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	12,895	I	Eleanor Lee Trusts
Class B Common^F9	holding	—	—		—	253,176	I	Estate of Owsley Brown II
Class B Common	holding	—	—		—	546	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	215,284	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	20,605	I	Hebe Trust fbo Augusta Holland
Class B Common^F10	holding	—	—		—	959	I	Holland Family Trust
Class A Common	holding	—	—		—	3,330,115	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Total has been adjusted to reflect (1) the pro rata distribution of all shares from Longview LP and Longview Charitable LP to their respective partners; and (2) the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F10Updated to correct rounding error.
F2Total has been adjusted (1) to correct a prior mathematical error; and (2) to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F3Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry LP to its partners; and (2) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F4Total has been adjusted to reflect the pro rata distribution of all shares held by Birdnest 2006 Ltd, to its partners.
F5Adjusted to correct prior mathematical error.
F6Total has been adjusted to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F7Total has been adjusted to reflect the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners. Holdings of Owsley Brown II IRA have been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
F8Reflects the reporting person's appointment as one of three advisors to a member of this entity.
F9The reporting person serves as one of three advisors to this estate.