SEC Form 4 · accession 0001225208-15-007591

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Owsley Brown III

10% Owner

Period of report

Aug 16, 2014

Accepted (ET)

Mar 11, 2015 · 4:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1	Aug 16, 2014	G	477	$0.00	D	0	D
Class B Common^F1	Aug 16, 2014	G	186	$0.00	D	0	D
Class A Common	Dec 3, 2014	G	151	$0.00	A	151	D
Class A Common	Dec 3, 2014	G	151	$0.00	A	10,523	I	Trust fbo Child-1
Class A Common	Dec 3, 2014	G	151	$0.00	A	10,331	I	Trust fbo Child-2
Class A Common	Dec 3, 2014	G	151	$0.00	A	3,106	I	Trust fbo Child-3
Class B Common	Dec 3, 2014	G	151	$0.00	A	712	I	Trust fbo Victoire Brown
Class B Common	holding	—	—		—	562	I	c/f Child-1
Class B Common	holding	—	—		—	562	I	c/f Child-2
Class A Common^F1	holding	—	—		—	1,500	I	CLB 2012 Trust
Class B Common^F1	holding	—	—		—	652	I	CLB 2012 Trust
Class A Common^F1	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common^F1	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common^F2	holding	—	—		—	8,587	I	Driftwood Holding Three LLC
Class B Common^F2	holding	—	—		—	452,164	I	Driftwood Holding Three LLC
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	12,895	I	Eleanor Lee Trusts
Class B Common^F3	holding	—	—		—	253,176	I	Estate of Owsley Brown II
Class B Common	holding	—	—		—	546	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	215,284	I	Hebe Three Limited Partnership
Class A Common	holding	—	—		—	3,330,115	I	Olympus Three LLC
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class B Common	holding	—	—		—	1,972	I	Trust fbo Child-1
Class B Common	holding	—	—		—	1,924	I	Trust fbo Child-2
Class B Common	holding	—	—		—	117	I	Trust fbo Child-3
Class A Common	holding	—	—		—	20,439	I	Trust fbo Owsley Brown III
Class B Common	holding	—	—		—	5,109	I	Trust fbo Owsley Brown III
Class A Common	holding	—	—		—	2,500	I	Trust fbo Victoire Brown
Class A Common	holding	—	—		—	13,063	I	Woodford Partners California, LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Total has been adjusted to reflect the pro rata distribution of all shares from Longview LP and Longview Charitable LP to their respective partners. Holdings of Owsley Brown II IRA have also been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
F2Reflects the reporting person's appointment as one of three advisors to a member of this entity.
F3The reporting person serves as one of three advisors to this estate.