SEC Form 4 · accession 0001225208-15-007589

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 4, 2014

Accepted (ET)

Mar 11, 2015 · 4:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common	Sep 4, 2014	G	100	$0.00	D	358	D
Class A Common	holding	—	—		—	259,473	D
Class B Common	holding	—	—		—	42,556	I	Atkinson Hill LLC
Class A Common	holding	—	—		—	45	I	By Spouse
Class B Common	holding	—	—		—	10	I	By Spouse
Class B Common	holding	—	—		—	25,146	I	By Trust
Class A Common	holding	—	—		—	2,250	I	Trust fbo Children
Class B Common	holding	—	—		—	562	I	Trust fbo Children
Class A Common	holding	—	—		—	8,262	I	UTMA f/b/o Child-1
Class B Common	holding	—	—		—	3,753	I	UTMA f/b/o Child-1
Class A Common	holding	—	—		—	2,523	I	UTMA f/b/o Child-2
Class B Common	holding	—	—		—	1,192	I	UTMA f/b/o Child-2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Units^F1,F2	—	holding	—	—	—	—	—	Class B Common	1,691	1,691	D
Stock Appreciation Right	$27.05	holding	—	—	—	Jul 23, 2009	Apr 30, 2019	Class B Common	6,752	6,752	D
Stock Appreciation Right	$35.51	holding	—	—	—	Jul 24, 2008	Apr 30, 2018	Class B Common	5,495	5,495	D
Stock Appreciation Right	$33.7659	holding	—	—	—	Jul 26, 2007	Apr 30, 2017	Class B Common	5,987	5,987	D
Stock Appreciation Right	$34.95	holding	—	—	—	Jul 27, 2006	Apr 30, 2016	Class B Common	4,819	4,819	D

F1Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F2The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.