SEC Form 4 · accession 0000899243-18-008985
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 29, 2018
Accepted (ET)
Mar 30, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 29, 2018 | J | 10,500,000 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly.