SEC Form 4 · accession 0000014693-19-000008
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Varga
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1,F2 | Jan 31, 2019 | F | 11,364 | $47.03 | D | 128,281 | D | |
| Class B CommonF3,F4 | Jan 31, 2019 | F | 2,840 | $47.25 | D | 109,043 | D | |
| Class A Common | holding | — | — | — | 8,223 | I | DRIP | |
| Class A Common | holding | — | — | — | 312,364 | I | GRAT | |
| Class A Common | holding | — | — | — | 444 | I | PCV Investments LLC | |
| Class B Common | holding | — | — | — | 50,000 | I | Family Trust | |
| Class B Common | holding | — | — | — | 197,846 | I | GRAT | |
| Class B Common | holding | — | — | — | 82,688 | I | PCV Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1To satisfy withholding obligations associated with the July 2015 award of Class A common stock that vested on January 31, 2019, the reporting person surrendered 11,364 shares of Class A common stock.
- F2The January 31, 2019 closing price of Brown-Forman Class A common stock was $47.03 and was used to calculate withholding obligations.
- F3To satisfy withholding obligations associated with the July 2015 award of Class B common stock that vested on January 31, 2019, the reporting person surrendered 2,840 shares of Class B common stock.
- F4The January 31, 2019 closing price of Brown-Forman Class B common stock was $47.25 and was used to calculate withholding obligations.