SEC Form 3 · accession 0000014693-18-000161
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelli Nelson
Officer — SVP, Chief Accounting Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 10, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 80 | D | ||
| Class A Common | holding | — | — | — | 35 | I | DRIP | |
| Class B Common | holding | — | — | — | 277 | D | ||
| Class B Common | holding | — | — | — | 8 | I | DRIP | |
| Class B Common | holding | — | — | — | 665 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $36.109 | holding | — | — | — | May 1, 2017 | Apr 30, 2024 | Class B Common | 1,024 | — | D |
| Stock Appreciation Right | $40.145 | holding | — | — | — | May 1, 2018 | Apr 30, 2025 | Class B Common | 2,155 | — | D |