SEC Form 4 · accession 0000014693-18-000106
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Garvin Brown IV
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF2 | Jun 25, 2018 | J | 152,578 | $49.81 | D | 590,720 | D | |
| Class B CommonF4 | Jun 26, 2018 | J | 195,998 | $48.30 | D | 0 | I | GGB4 2010#2 LLC |
| Class B Common | holding | — | — | — | 13,197 | I | Crummey Trust | |
| Class B Common | holding | — | — | — | 5,810 | I | GGB IV CLAT | |
| Class B Common | holding | — | — | — | 264,777 | I | GGB4 2010 #1 LP | |
| Class B Common | holding | — | — | — | 1,178,039 | I | GGB4 2012 LP | |
| Class B Common | holding | — | — | — | 11,935 | I | Spouse's trust | |
| Class B Common | holding | — | — | — | 23,812 | I | Sullivan Street Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 25, 2018, the reporting person transferred shares to four family trusts in exchange for other assets. The reporting person disclaims beneficial ownership of the shares held by the all trusts and entities set forth on this form except to the extent of his pecuinary interest therein. The reporting person is no longer reporting any shares held by the 2010 GRAT or the 2012 GRAT because he does not have a reportable pecuniary interest therein.
- F2The closing price of Class B common stock as of June 22, 2018 was used to value the transaction.
- F3On June 26, 2018, the LLC transferred shares to a family trust in exchange for other assets.
- F4The closing price of Class B common stock as of June 25, 2018 was used to value the transaction.