SEC Form 4 · accession 0000014693-18-000104
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Campbell P Brown
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF2 | Jun 25, 2018 | J | 24,092 | $49.81 | A | 24,092 | I | GGB4 2013 Trust |
| Class B CommonF4 | Jun 26, 2018 | J | 195,988 | $48.30 | A | 220,080 | I | GGB4 2013 Trust |
| Class B Common | holding | — | — | — | 720,783 | D | ||
| Class B Common | holding | — | — | — | 916,987 | I | Brown Barker 2013 LLC | |
| Class B Common | holding | — | — | — | 21,240 | I | By 401k | |
| Class B Common | holding | — | — | — | 45 | I | Child #1 | |
| Class B Common | holding | — | — | — | 45 | I | Child #2 | |
| Class B Common | holding | — | — | — | 264,777 | I | CPB 2010 #1 LLC | |
| Class B Common | holding | — | — | — | 60,543 | I | CPB 2010 #2 LLC | |
| Class B Common | holding | — | — | — | 88,166 | I | CPBee Charitable 2018 LLC | |
| Class B Common | holding | — | — | — | 299,326 | I | CPBee Endowment 2018 LLC | |
| Class B Common | holding | — | — | — | 88,166 | I | CPBee Sale 2018 LLC | |
| Class B Common | holding | — | — | — | 12,241 | I | ESPP | |
| Class B Common | holding | — | — | — | 30,285 | I | Trust FBO Campbell P. Brown | |
| Class B Common | holding | — | — | — | 35,625 | I | Trust FBO Geo Garvin Brown IV (Irrev) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 25, 2018, a family member transferred shares to the 2013 Trust in exchange for other assets. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of his pecuniary interest therein.
- F2The closing price of Class B common stock as of June 22, 2018 was used to value the transaction.
- F3On June 26, 2018, a family LLC transferred shares to the 2013 Trust in exchange for other assets.
- F4The closing price of Class B common stock as of June 25, 2018 was used to value the transaction.