Form4insider filings, from the source

SEC Form 4 · accession 0000014693-18-000098

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Thomas Hinrichs
Officer — Pres., International Division
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A CommonJun 19, 2018S36$51.12D2,626D
Class A CommonJun 19, 2018S6$51.12D0IDRIP
Class B CommonJun 19, 2018S28$52.83D3,152D
Class B CommonJun 19, 2018S3$52.83D0IDRIP

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Stock Appreciation Right$10.62holding———May 1, 2012Apr 30, 2019Class B Common8,6048,604D
Stock Appreciation Right$15.088holding———May 1, 2013Apr 30, 2020Class B Common6,5036,503D
Stock Appreciation Right$18.217holding———May 1, 2014Apr 30, 2021Class B Common12,30212,302D
Stock Appreciation Right$23.047holding———May 1, 2015Apr 30, 2022Class B Common14,45714,457D
Stock Appreciation Right$28.433holding———May 1, 2016Apr 30, 2023Class B Common11,13411,134D
Stock Appreciation Right$36.109holding———May 1, 2017Apr 30, 2024Class B Common8,8088,808D
Stock Appreciation Right$40.145holding———May 1, 2018Apr 30, 2025Class B Common11,13411,134D
Stock Appreciation Right$38.481holding———May 1, 2019Apr 30, 2026Class B Common14,96614,966D
Stock Appreciation Right$39.757holding———May 1, 2020Apr 30, 2027Class B Common12,64712,647D